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Form ADV Part 2A: Firm BrochureItem 1 Cover PageRetirement Financial Solutions, LLC d/b/a Blue Ridge Wealth Planners 9725 Cog dill Road, Suite 101 Knoxville, Tennessee 37932 8653924260 www.blueridgewealth.comDate

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Start by providing your firm's information, including its name, address, and contact details.

03

Provide the information about your firm's ownership, such as the name and contact details of the controlling persons.

04

Disclose any disciplinary events or legal actions involving your firm or its key personnel.

05

Describe your firm's advisory business and the types of clients you serve.

06

Explain your firm's fees, compensation structure, and any potential conflicts of interest.

07

Provide information about your firm's investment strategies and any specific investment recommendations you make.

08

Outline your firm's educational and professional backgrounds, including the qualifications and experience of your key personnel.

09

Disclose any other business activities your firm is engaged in that may present conflicts of interest.

10

Provide an overview of your firm's policies and procedures for safeguarding client assets and protecting client privacy.

11

Ensure you accurately complete all the required sections and sign the form before submitting it.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for investment advisers registered with the Securities and Exchange Commission (SEC). It provides important information about the advisory services they offer, their fees, potential conflicts of interest, and the qualifications of their key personnel. Anyone who meets the definition of an investment adviser and falls under SEC registration requirements needs to file Form ADV Part 2A.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that provides information about a registered investment adviser's services, fees, strategies, and potential conflicts of interest.

Who is required to file form adv part 2a?

Registered investment advisers are required to file Form ADV Part 2A with the Securities and Exchange Commission (SEC) or state securities authorities.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system. The form should be completed accurately and in accordance with the instructions provided.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about an investment adviser's business practices, conflicts of interest, and other key details to help them make an informed decision about whether to hire the adviser.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires disclosure of information such as the adviser's investment strategies, fees, disciplinary history, conflicts of interest, and key personnel.

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