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OMB APPROVAL OMB Number: 32350045 Estimated average burden hours per response............38Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File
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What is form 19b-4 - us?
Form 19b-4 - us is a filing required by the U.S. Securities and Exchange Commission (SEC) for certain securities transactions.
Who is required to file form 19b-4 - us?
Broker-dealers and other market participants involved in certain securities transactions are required to file form 19b-4 - us.
How to fill out form 19b-4 - us?
Form 19b-4 - us can be filled out electronically through the SEC's EDGAR system. It requires detailed information about the securities transactions being reported.
What is the purpose of form 19b-4 - us?
The purpose of form 19b-4 - us is to provide transparency and oversight of certain securities transactions in the U.S. market.
What information must be reported on form 19b-4 - us?
Form 19b-4 - us requires information about the parties involved in the securities transactions, the securities being transacted, and the terms of the transaction.
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