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Heightened Risk Security Deposits
Client Acknowledgement
To: My introducing broker dealer (my broker dealer or introducing broker) and COR Clearing, LLC, its officers, directors,
parents, subsidiaries
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How to fill out to my introducing broker
How to fill out to my introducing broker
01
Gather all the necessary documents, including identification proof, address proof, and any other required documents.
02
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03
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04
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05
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06
Sign the form and any other required documents.
07
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Follow up with your introducing broker to confirm the completion of the account opening process.
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To my introducing broker is a system where financial institutions can report information about their introducing brokers to regulatory authorities.
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