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MEMBER REGULATIONINVESTMENT DEALERS ASSOCIATION OF CANADAnoticeASSOCIATION CANADIAN DES COURTIERS EN VALE URS MOBILIRESContact: W. C. Silva: (416) 8653032 Silva Ida. Came 046 October 23, 2000ATTENTION:
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To fill out the rules notice for IIROC, follow these steps:
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Start by opening the rules notice form provided by IIROC.
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Read the instructions and guidelines carefully before you begin filling out the form.
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Provide your personal information, including your name, contact details, and any other required information as specified.
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Fill in the relevant sections of the form based on the rules and regulations outlined by IIROC.
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Sign and date the form to certify its accuracy and completeness.
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Submit the filled-out rules notice form to IIROC as per their submission guidelines and deadlines.

Who needs rules notice - iiroc?

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Anyone involved in the securities industry and regulated by IIROC needs to submit rules notice.
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This includes IIROC member firms, registered representatives, investment advisors, compliance officers, portfolio managers, and related individuals or entities.
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The rules notice - IIROC is a regulatory requirement set by the Investment Industry Regulatory Organization of Canada (IIROC) that firms and individuals in the investment industry must adhere to.
Firms and individuals operating in the investment industry are required to file rules notice with IIROC.
Rules notice - IIROC can be filled out online through the IIROC website or through a secure platform provided by IIROC.
The purpose of rules notice - IIROC is to ensure compliance with regulatory requirements and to provide transparency in the investment industry.
Information such as financial data, client information, trading activity, and compliance measures must be reported on rules notice - IIROC.
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