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OMB APPROVAL 32350123 OMB Number: March 31, 2016, Expires: Estimated average burden hours erred use......12.0016003882SECtANNUAL AUDITED REPORT FORM X17A4 PART IIIPUBLICSEC FILE NUMBER 825338FACING

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Form x17a4 is typically needed by individuals or organizations involved in the securities industry, specifically those who are required to register with or report to the United States Securities and Exchange Commission (SEC). This form is commonly used for financial reporting and compliance purposes in accordance with regulatory requirements.

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What is form x17a4?

Form x17a4 is a report that must be filed with the Securities and Exchange Commission (SEC) by certain securities brokers and dealers.

Who is required to file form x17a4?

Securities brokers and dealers are required to file form x17a4.

How to fill out form x17a4?

Form x17a4 can be filled out electronically on the SEC's website or submitted in paper form.

What is the purpose of form x17a4?

The purpose of form x17a4 is to report financial and operational information about securities brokers and dealers to the SEC.

What information must be reported on form x17a4?

Information such as net capital, securities positions, and financial statements must be reported on form x17a4.

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