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SEC Form 3UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVAL OMB Number:32350104Estimated average burdenINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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Form 3 - investor is needed by individuals or entities who are considered investors and need to provide certain information related to their investment activities. This may include individuals or entities involved in buying, selling, or exchanging securities, or those who hold significant control or influence over an investment.
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Form 3 - investor is a document filed with the Securities and Exchange Commission (SEC) to report ownership of securities in a company by insiders or large investors.
Corporate insiders, large investors, and certain shareholders who acquire more than a 10% stake in a company are required to file form 3 - investor.
Form 3 - investor is typically filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. It requires information such as the filer's name, address, and details of the securities owned.
The purpose of form 3 - investor is to provide transparency and disclosure about ownership of securities in a company, helping to prevent insider trading and market manipulation.
Information required on form 3 - investor includes the filer's name, address, relationship to the company, details of the securities owned, and any transactions involving the securities.
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