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Alternative Trading Systems with Form ATS on File with the SEC as of January 3, 2018, Full Name of Alternative Trading System (as provided in item 1. A. of Form ATS) Aqua Securities L.P. Arbor Research

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What is alternative trading systems with?

Alternative trading systems (ATS) are alternative trading venues that match buyers and sellers of securities outside traditional stock exchanges.

Who is required to file alternative trading systems with?

Alternative trading systems are typically required to be filed by the Securities and Exchange Commission (SEC) or other regulatory authorities in each jurisdiction.

How to fill out alternative trading systems with?

Alternative trading systems are usually filled out by providing information about the platform, its operations, and compliance with regulatory requirements.

What is the purpose of alternative trading systems with?

The purpose of filing alternative trading systems is to provide transparency and regulatory oversight of off-exchange trading venues.

What information must be reported on alternative trading systems with?

Information reported on alternative trading systems may include trading volume, types of securities traded, and any potential conflicts of interest.

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