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LICENSE UPDATE Type or print the following information. (See instructions on reverse side.) Last name first name middle name street address social security number *maidencitytelephone number (with
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Form U-2 - State is a document used to report information about securities underwritten by a broker-dealer in a specific state.
Broker-dealers who underwrite securities in a specific state are required to file Form U-2 - State.
Form U-2 - State must be filled out with information about the broker-dealer, the securities being underwritten, and any other required details. The form can usually be filed online through the state securities regulator's website.
The purpose of Form U-2 - State is to provide state securities regulators with information about securities underwritten by broker-dealers in their jurisdiction.
Information that must be reported on Form U-2 - State includes details about the broker-dealer, the securities being underwritten, any material relationships, and other relevant information as required by the state securities regulator.
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