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Item 1: Cover Pageant 2A of Form ADV: Firm Brochure June 201623 Royal Road, Suite 101Flemington, NJ 08822www. Alliance.confirm Contact:Steven M. Chief Compliance OfficerThisbrochureprovidesinformationaboutthequalificationsandbusinesspracticesofAllianceWealth

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How to fill out form adv part 2a

01

Obtain a copy of Form ADV Part 2A from the Securities and Exchange Commission (SEC) website or from your investment advisor.

02

Read the instructions and familiarize yourself with the form.

03

Start with Section 1: Identifying Information. Fill out your firm's name, address, and contact details.

04

Proceed to Section 2: Investment Adviser's Education, Business Background, and Experience. Provide information about the background and experience of the investment adviser.

05

Move on to Section 3: Disciplinary Information. Disclose any disciplinary events or actions against the investment adviser.

06

Continue with Section 4: Other Business Activities. Report any other business activities conducted by the investment adviser.

07

Complete Section 5: Additional Compensation. Disclose any additional compensation received by the investment adviser.

08

Proceed to Section 6: Supervision. Describe the investment adviser's supervisory practices and procedures.

09

Fill out Section 7: Requirements for State-Registered Advisers. Provide information required for state-registered advisers only.

10

Move on to Section 8: Financial Industry Affiliations and Private Offerings. Disclose any financial industry affiliations and private offerings.

11

Complete Section 9: Custody. Provide details about custody of client funds or securities, if applicable.

12

Proceed to Section 10: Disclosure Information. Provide any other disclosure information required.

13

Review the completed form for accuracy and completeness.

14

Sign and date the form.

15

Submit the completed Form ADV Part 2A to the SEC or the appropriate regulatory authority.

Who needs form adv part 2a?

01

Investment advisers who are registered with the Securities and Exchange Commission (SEC) need to fill out Form ADV Part 2A. This form provides important information about the adviser's services, fees, business practices, and disciplinary history to clients and prospective clients. It is required by law to be provided to clients and filed with the SEC. State-registered advisers may also have similar requirements depending on the regulations of their respective states.

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What is form adv part 2a?

Form ADV Part 2A is a regulatory filing required by the Securities and Exchange Commission (SEC) for investment advisors.

Who is required to file form adv part 2a?

Investment advisors registered with the SEC are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and potential clients with important information about the investment advisor's business practices, conflicts of interest, and disciplinary history.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires information such as the advisor's services, fee schedule, key personnel, business practices, assets under management, and any conflicts of interest.

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