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Received by NSW/FAR Registration Unit 03/10/2017 4:46:57 PM
OMB No. 11240005; Expires April 30, 2017Short Form Registration Statement
Pursuant to the Foreign Agents Registration Act of
1938, as amended.
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What is short form registration statement?
Short form registration statement is a simplified version of a registration statement filed with the Securities and Exchange Commission (SEC) for certain securities offerings.
Who is required to file short form registration statement?
Companies that meet certain eligibility requirements, such as having a certain amount of public float and meeting specific reporting requirements, are allowed to file a short form registration statement.
How to fill out short form registration statement?
A company can fill out a short form registration statement by providing key information about the offering, the company, and its financials in a simplified format as per SEC regulations.
What is the purpose of short form registration statement?
The purpose of a short form registration statement is to streamline the registration process for companies that meet certain eligibility requirements, making it quicker and easier for them to register their securities for public offerings.
What information must be reported on short form registration statement?
Key information on the offering, the company, its financials, and any material risks associated with the offering must be reported on a short form registration statement.
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