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SEC Form 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB Number:32350287Estimated
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President, Chief Compliance Officer, and Treasurer are key roles within a company or organization.
The individuals holding the positions of President, Chief Compliance Officer, and Treasurer are usually required to file relevant documentation.
The filing process usually involves submitting financial reports, compliance documents, and other relevant information pertaining to the roles of President, Chief Compliance Officer, and Treasurer.
The purpose of these roles is to ensure effective leadership, regulatory compliance, and financial management within an organization.
Information such as financial statements, compliance records, and organizational structure may need to be reported for President, Chief Compliance Officer, and Treasurer.
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