Get the free Form ADV, Part 2 - Stone Hill Fiduciary Management

STONE HILL FIDUCIARY MANAGEMENT,LLC1010 Northern Boulevard, Suite 308, Great Neck, NY 110215317 Phone: (516) 4395581 I Fax: (516) 4395558 www.stonehillfiduciary.comThis brochure provides information

How to fill out form adv part 2

How to fill out form adv part 2

1. To fill out Form ADV Part 2, follow these steps:
2. Start by downloading the Form ADV Part 2 template from the official website.
3. Read the instructions carefully to understand the requirements and sections of the form.
4. Provide basic information about your firm, such as its name, address, and contact details.
5. Describe your firm's business activities, including the types of services you offer and any conflicts of interest.
6. Disclose your firm's fee structure, including any fees or charges clients may incur.
7. Provide information about your firm's employees, their roles, and any disciplinary history.
8. Describe any additional business practices or affiliations that may be relevant.
9. Review the completed form for accuracy and completeness.
10. Submit the form electronically or by mail as per the instructions provided.
11. Keep a copy of the submitted form for your records.

Who needs form adv part 2?

1. Form ADV Part 2 is required for investment advisers who are registered with the U.S. Securities and Exchange Commission (SEC) or a state securities regulator.
2. Investment advisers who manage more than $25 million in assets must register with the SEC and file Form ADV Part 2.
3. Those who manage less than $25 million in assets usually register with the state securities regulator and may also need to file Form ADV Part 2.
4. Form ADV Part 2 provides important information to clients and prospective clients about the investment adviser's business practices, fees, conflicts of interest, and disciplinary history.

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What is form adv part 2?

Form ADV Part 2 is a disclosure document required to be filed by investment advisers with the Securities and Exchange Commission (SEC).

Who is required to file form adv part 2?

Investment advisers registered with the SEC are required to file Form ADV Part 2.

How to fill out form adv part 2?

Form ADV Part 2 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2?

The purpose of Form ADV Part 2 is to provide clients with information about the investment adviser's business practices, conflicts of interest, and fees.

What information must be reported on form adv part 2?

Form ADV Part 2 requires information about the investment adviser's business operations, services offered, fees charged, and any disciplinary history.