Get the free Enforcement Action - Agent/Producer, David C. James, Final Order. Final Order
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STATE OF OREGON
DEPARTMENT OF CONSUMER AND BUSINESS SERVICES
DIVISION OF FINANCIAL REGULATION3
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7Case No. INS160267
In the Matter of:
DAVID C. JAMES,
Respondent.8ORDER TO CEASE AND DESIST,
FINAL
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Enforcement action - agentproducer is a process carried out by regulatory authorities to address violations or non-compliance by agentproducers in the insurance industry.
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Information such as the nature of the violation, date of occurrence, actions taken to correct the violation, and any communication with the regulatory authorities must be reported on enforcement action - agentproducer.
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