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FORM G37Name of Regulated Entity: The Williams Capital Group, L.P. Report Period: Second Quarter of 2017I. CONTRIBUTIONS made to officials of a municipal entity (list by state) StateComplete name,
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Form G-37 is a form filed with the U.S. Securities and Exchange Commission (SEC) by municipal securities dealers, brokers, and dealers representing a municipal securities dealer to report political contributions.
Municipal securities dealers, brokers, and dealers representing a municipal securities dealer are required to file form G-37.
Form G-37 requires filers to report political contributions made by the dealer, executive officers, and employees of the dealer during specified time periods. The form must be filed electronically with the SEC.
The purpose of form G-37 is to provide transparency and disclosure regarding political contributions made by municipal securities dealers in order to prevent potential conflicts of interest.
Form G-37 requires reporting of contributions made to state or local government officials, political parties, and bond ballot campaigns by the dealer, executive officers, and employees of the dealer.
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