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SECTION 1: 13FHRFORM 13F FILER INFORMATIONFiler Compiler Cecile Number03312018
Periods this a LIVE or TEST Filing? Lifeworld you like a return copy? Yetis this an electronic copy of an official filing
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How to fill out form 13f filer information
How to fill out form 13f filer information
01
To fill out Form 13F Filer Information, follow these steps:
02
Obtain a copy of Form 13F from the Securities and Exchange Commission (SEC) website.
03
Gather all the necessary information required to complete the form, such as the name and address of the filing entity, the type of reporter, and the fiscal year end date.
04
Fill in the relevant sections of the form, including Part 1: Information about the Filing Entity, Part 2: Additional Information about the Filing Entity, and Part 3: Information about Other Filers.
05
Provide accurate details regarding the securities holdings and investment strategies in Part 4: Securities Holdings and Part 5: Investment Strategies.
06
Review the completed form for any errors or inconsistencies.
07
Sign and date the form where indicated.
08
Make a copy of the completed form for your records.
09
Submit the original Form 13F to the SEC by filing electronically through the EDGAR system or by mailing it to the SEC's office.
10
Keep track of the filing deadline to ensure timely submission.
11
If required, make any necessary amendments or updates to the form in accordance with SEC regulations.
Who needs form 13f filer information?
01
Form 13F Filer Information is needed by institutional investment managers who meet the filing requirements set forth by the SEC. The following entities are typically required to submit Form 13F:
02
- Registered investment advisers
03
- Banks
04
- Insurance companies
05
- Broker-dealers
06
- Pension funds
07
- Trust companies
08
- Certain other financial institutions
09
These entities must file Form 13F if they exercise investment discretion over a certain threshold of equity securities as specified by the SEC. Filing Form 13F allows the SEC and the public to monitor and track the investment holdings and activities of these entities.
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What is form 13f filer information?
Form 13F filer information is a report filed with the Securities and Exchange Commission (SEC) by institutional investment managers that discloses their holdings in publicly traded companies.
Who is required to file form 13f filer information?
Institutional investment managers with investment discretion over $100 million or more in certain publicly traded securities are required to file form 13F filer information.
How to fill out form 13f filer information?
Form 13F filer information can be filled out electronically through the SEC's EDGAR system. The form requires information on the institutional investment manager's holdings, including the name of the issuer, the class of securities, and the value of the holdings.
What is the purpose of form 13f filer information?
The purpose of form 13F filer information is to provide transparency and insight into the holdings of institutional investment managers, which can be useful for investors, analysts, and regulators.
What information must be reported on form 13f filer information?
Form 13F filer information requires reporting of the name of the issuer, the class of securities, the CUSIP number, the number of shares, and the fair market value of the holdings.
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