Get the free SECTION 1: 13F-HR

SECTION 1: 13FHRFORM 13F FILER INFORMATIONFiler Compiler Cecile Number12312017 Periods this a LIVE or TEST Filing? Lifeworld you like a return copy? Yetis this an electronic copy of an official filing

How to fill out section 1 13f-hr

How to fill out section 1 13f-hr

1. To fill out section 1 of Form 13F-HR, follow these steps:
2. Start by providing the exact name of the institutional investment manager as it appears on Schedule 13D or 13G.
3. Next, provide the SEC-assigned Central Index Key (CIK) number for the investment manager.
4. Indicate whether the report is being filed as an amendment to a previously filed report.
5. Enter the date of the end of the reporting period for which the form is being filed.
6. Specify whether the report is being filed voluntarily or due to a request by the SEC.
7. Indicate whether the investment manager is qualifying as a large accelerated filer, an accelerated filer, or a non-accelerated filer.
8. Provide the total value of all securities held as of the end of the reporting period, reporting in whole dollars.
9. Disclose the number of securities acquired or disposed of during the reporting period.
10. Identify the class of securities being reported on.
11. Calculate and report the total number of shares or principal amount of securities held as of the end of the reporting period.
12. Specify the type of voting authority the investment manager has over the reported securities.
13. Disclose whether any of the reported securities are American Depositary Receipts (ADRs).
14. Provide additional details and explanations as necessary in the appropriate sections and schedules of the form.
15. Review the completed form for accuracy and completeness before submission.
16. File the completed Form 13F-HR with the SEC according to the established filing deadlines.

Who needs section 1 13f-hr?

1. Section 1 of Form 13F-HR must be filled out by institutional investment managers who meet certain filing requirements outlined by the Securities and Exchange Commission (SEC).
2. These investment managers include those who manage a portfolio with a fair market value of at least $100 million in reportable securities as of the end of any month in the calendar year.
3. They must file Form 13F-HR to report their holdings of such securities on a quarterly basis.
4. This filing requirement helps provide transparency and public disclosure of the investment activities of these institutional investment managers.

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What is section 1 13f-hr?

Section 13F of the Securities Exchange Act of 1934 requires institutional investment managers to disclose their holdings of certain equity securities. Form 13F is the form that must be filed with the SEC.

Who is required to file section 1 13f-hr?

Institutional investment managers who manage assets of at least $100 million are required to file Form 13F.

How to fill out section 1 13f-hr?

Form 13F must be completed electronically and submitted to the SEC through the EDGAR system.

What is the purpose of section 1 13f-hr?

The purpose of Form 13F is to provide transparency into the holdings of institutional investment managers and help investors make more informed decisions.

What information must be reported on section 1 13f-hr?

Form 13F requires institutional investment managers to report the names of the securities they hold, the number of shares held, and the fair market value of each security.