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Sun Life Assurance Company of Canada Sun Life Assurance Company of Canada (U.S.) and Sun Life Insurance and Annuity Company of New York Registered Representatives for National Accounts Appointment
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Obtain a copy of the registration application form for registered representatives.
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Fill in all required personal information, such as full name, date of birth, and contact details.
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Provide details of any previous experience or qualifications relevant to the role of a registered representative.
04
Include information on any licenses or certifications held, such as a series 7 license or CFP certification.
05
Provide employment history and details of current employer, if applicable.
06
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Who needs registered representatives for?

01
Registered representatives are needed by individuals and firms involved in the buying and selling of securities.
02
Financial institutions, such as brokerage firms, investment banks, and mutual fund companies, require registered representatives to act as intermediaries between clients and the securities markets.
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Individual investors who seek professional assistance in managing their investments can benefit from working with registered representatives.
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Registered representatives also serve as a source of information and guidance for clients, helping them make informed investment decisions.
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Compliance with regulatory requirements often necessitates the use of registered representatives in the financial services industry.
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Registered representatives are individuals authorized to buy and sell securities on behalf of clients.
Financial institutions and broker-dealers are required to file registered representatives.
Registered representatives can be filled out online through the appropriate regulatory agency's website.
The purpose of registered representatives is to ensure that individuals trading securities are properly qualified and authorized.
Information such as the individual's qualifications, licenses, and any disciplinary history must be reported on registered representatives.
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