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CONTRACTADDENDUM1 This contract addendum is entered into by and between Insert Dealer Name and Name of Service Provider (Service Provider) this day of, 20. WHEREAS, Dealer and Service Provider are
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Step 1: Start by reviewing the 11-4 Safeguards Rule-Contract Addendum written document.
02
Step 2: Familiarize yourself with the purpose and requirements of the 11-4 Safeguards Rule.
03
Step 3: Understand the specific safeguarding measures that need to be included in the addendum for your contract.
04
Step 4: Gather all the necessary information and documentation related to the safeguarding measures.
05
Step 5: Ensure that the addendum clearly and concisely addresses each safeguarding measure point by point.
06
Step 6: Seek legal assistance if needed to ensure compliance and accurate representation of the safeguarding measures.
07
Step 7: Review and proofread the completed 11-4 Safeguards Rule-Contract Addendum written document before finalizing it.
08
Step 8: Sign and date the addendum along with all relevant parties involved in the contract.
09
Step 9: Keep a copy of the signed addendum for your records.

Who needs 11-4-safeguards rule-contract addendum written?

01
Any individual or organization that is required to comply with the 11-4 Safeguards Rule would need the 11-4 Safeguards Rule-Contract Addendum written. This can include financial institutions, broker-dealers, investment advisers, and other entities that handle non-public personal information of clients/customers.
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The 11-4-safeguards rule-contract addendum is written to protect sensitive information and ensure compliance with regulations.
All parties involved in the contract agreement are required to file the 11-4-safeguards rule-contract addendum.
The 11-4-safeguards rule-contract addendum can be filled out by providing all necessary information and signatures from the parties involved.
The purpose of the 11-4-safeguards rule-contract addendum is to add extra protections and clarity to the original contract terms.
The 11-4-safeguards rule-contract addendum should include details on data protection measures, compliance requirements, and any additional safeguards put in place.
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Relevant keywords

2003 contractaddendum1 cfr 114safeguardsrulec ftc hereunder indemnify addendum arising providers safeguards employs amend disclosure supplement relating implement provider defined

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