Get the free NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in

TR1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer

How to fill out notification of major holdings

How to fill out notification of major holdings

1. Obtain the notification of major holdings form from the relevant financial authority.
2. Fill in your personal details, such as name, contact information, and identification number.
3. Provide the details of the company in which you hold major holdings, including the name, address, and registration number.
4. Indicate the reason for submitting the notification, such as acquiring or disposing of major holdings.
5. Specify the date on which you acquired or disposed of the major holdings.
6. Attach any supporting documents, such as purchase/sale agreements or share certificates.
7. Sign and date the form to confirm the accuracy of the information provided.
8. Submit the completed form and supporting documents to the financial authority through the designated channel.
9. Keep a copy of the submitted form for your records.

Who needs notification of major holdings?

1. Any individual or entity that holds major holdings in a company is required to submit a notification of major holdings.
2. This includes shareholders, both individual and institutional, who possess a significant percentage of shares or voting rights in the company.
3. Financial institutions and investment firms managing portfolios that consist of major holdings in various companies also need to submit such notifications.

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What is notification of major holdings?

The notification of major holdings is a regulatory requirement for investors to disclose when they acquire or dispose of a significant amount of shares in a company.

Who is required to file notification of major holdings?

Investors who reach or exceed a certain threshold of ownership in a company are required to file notification of major holdings.

How to fill out notification of major holdings?

Notification of major holdings can usually be filled out electronically through a designated platform provided by the regulatory authority.

What is the purpose of notification of major holdings?

The purpose of notification of major holdings is to ensure transparency in the market and to prevent any individual or entity from gaining undue influence over a company.

What information must be reported on notification of major holdings?

The information reported on notification of major holdings typically includes the name of the investor, the number of shares held, and any changes in ownership.