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Monday, December 18, 2017 Noon2PM Temple Israel #1 Rabbi Alan D. Rubin Dr. St. Louis, MO 63141Seniors Chanukah Luncheon with Musical Group Sir AMI featuring best loved Hebrew, Yiddish, Latino and
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The Securities and Exchange Commission's (SEC) Consolidated Audit Trail (CAT) is a large trade data repository that is designed to track all trading activity in the U.S. equity and options market.
Who is required to file se c a a?
Securities exchanges, FINRA, and certain other self-regulatory organizations (SROs) are required to report data to the SEC's CAT.
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The CAT reporting requirements include submitting order event information, such as the execution time, order handling instructions, and unique identifiers for each order. The data must be reported in a standardized format.
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The purpose of the CAT is to improve market surveillance and regulatory oversight by providing regulators with access to comprehensive and timely trade data.
What information must be reported on se c a a?
CAT reporting requirements include customer and account information, order event details, and the trade execution time.
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