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SEC Form 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB Number:32350287Estimated

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How to fill out form 4 - investor

01

Step 1: Start by reading the instructions provided with the form.

02

Step 2: Fill out the personal information section, including your name, address, and social security number.

03

Step 3: Provide details about the securities being acquired or disposed of in the appropriate sections.

04

Step 4: If applicable, disclose any transactions related to equity securities swaps or compensatory arrangements.

05

Step 5: Complete the beneficial ownership reporting section, if necessary.

06

Step 6: Review the completed form for accuracy and make any necessary corrections.

07

Step 7: Sign and date the form to certify the information provided.

08

Step 8: Submit the form as directed by the applicable regulatory authority.

Who needs form 4 - investor?

01

Form 4 - investor is required to be filled out by individuals who are officers, directors, or beneficial owners of registered securities in publicly traded companies.

02

Investors who engage in transactions involving their ownership or control of securities, such as buying or selling shares, granting or exercising stock options, or receiving stock awards, are also required to file a Form 4.

03

This form helps ensure transparency and disclosure of ownership and trading activities in publicly traded companies.

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What is form 4 - investor?

Form 4 - investor is a document filed with the Securities and Exchange Commission (SEC) that discloses insider transactions in a company's stock by directors, officers, and beneficial owners.

Who is required to file form 4 - investor?

Directors, officers, and beneficial owners of a company are required to file form 4 - investor when they engage in transactions involving their company's stock.

How to fill out form 4 - investor?

Form 4 - investor must be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

What is the purpose of form 4 - investor?

The purpose of form 4 - investor is to promote transparency and provide investors with information about insider transactions that may impact the company's stock price.

What information must be reported on form 4 - investor?

Form 4 - investor requires reporting of the date of the transaction, the nature of the transaction, the number of shares involved, and the price per share.

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