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TR1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer
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It is commonly used for filing personal income tax returns or for reporting business income for partnerships, corporations, or sole proprietorships.
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Anyone who earns income that is taxable or has certain financial transactions that need to be disclosed may need to fill out the TR-1 form.
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What is tr-1 standard form for?
Tr-1 standard form is used for reporting information about securities holdings and transactions by institutional investment managers.
Who is required to file tr-1 standard form for?
Institutional investment managers with certain assets under management are required to file tr-1 standard form.
How to fill out tr-1 standard form for?
Tr-1 standard form can be filled out electronically through the SEC's EDGAR system.
What is the purpose of tr-1 standard form for?
The purpose of tr-1 standard form is to provide transparency and accountability in the securities market.
What information must be reported on tr-1 standard form for?
Tr-1 standard form requires reporting of information such as the name of the investment manager, the assets under management, and details of securities holdings and transactions.
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