Form preview

Get the free Form ADV Part 2A: Firm Brochure Item 1: Cover

Get Form
Form ADV Part 2A: Firm Brochure Item 1: Cover Page September 2014Aljian Capital Management 3550 Round Barn Blvd. Suite 208 Santa Rosa, CA 95403 Firm Contact: Jessica Barbarian Chief Compliance Officers
We are not affiliated with any brand or entity on this form
4,4
98,753 Reviews
4,5
11,210 Reviews
4,6
715 Reviews
4,6
789 Reviews

Get, Create, Make and Sign form adv part 2a

Edit
Edit your form adv part 2a form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your form adv part 2a form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing form adv part 2a online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
To use our professional PDF editor, follow these steps:
1
Set up an account. If you are a new user, click Start Free Trial and establish a profile.
2
Prepare a file. Use the Add New button to start a new project. Then, using your device, upload your file to the system by importing it from internal mail, the cloud, or adding its URL.
3
Edit form adv part 2a. Add and replace text, insert new objects, rearrange pages, add watermarks and page numbers, and more. Click Done when you are finished editing and go to the Documents tab to merge, split, lock or unlock the file.
4
Save your file. Select it in the list of your records. Then, move the cursor to the right toolbar and choose one of the available exporting methods: save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud.
The use of pdfFiller makes dealing with documents straightforward. Try it right now!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
Learn more about security & compliance
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out form adv part 2a

Illustration

How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps: 1. Provide your firm's identifying information, including the name, address, and contact details.
02
Disclose any conflicts of interest that may impact your advisory business.
03
Provide information about your firm's owners, employees, and affiliated persons.
04
Describe your firm's advisory business, including the types of clients you serve and the services you offer.
05
Disclose any disciplinary events or legal proceedings involving your firm or its employees.
06
Explain your firm's fee structure and how you charge clients for your services.
07
Provide details about your firm's methods of analysis and investment strategies.
08
Describe any additional business activities your firm may engage in.
09
Attach any necessary additional schedules or exhibits.
10
Review the completed Form ADV Part 2A for accuracy and completeness.
11
Sign and date the form.
12
Submit the form to the appropriate regulatory authority.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for registered investment advisers (RIAs) who provide investment advice to clients.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.1
Satisfied
44 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

By integrating pdfFiller with Google Docs, you can streamline your document workflows and produce fillable forms that can be stored directly in Google Drive. Using the connection, you will be able to create, change, and eSign documents, including form adv part 2a, all without having to leave Google Drive. Add pdfFiller's features to Google Drive and you'll be able to handle your documents more effectively from any device with an internet connection.
The editing procedure is simple with pdfFiller. Open your form adv part 2a in the editor. You may also add photos, draw arrows and lines, insert sticky notes and text boxes, and more.
Use the pdfFiller app for Android to finish your form adv part 2a. The application lets you do all the things you need to do with documents, like add, edit, and remove text, sign, annotate, and more. There is nothing else you need except your smartphone and an internet connection to do this.
Form ADV Part 2A is a disclosure document that provides information about an investment advisor.
Investment advisors registered with the Securities and Exchange Commission (SEC) or state securities regulators are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out online through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients with information about an investment advisor's business practices, fees, conflicts of interest, and disciplinary history.
Form ADV Part 2A requires information about an investment advisor's services, fees, business practices, conflicts of interest, and disciplinary history.
Fill out your form adv part 2a online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview

Form Adv Part 2a is not the form you're looking for?Search for another form here.

Related Features

eSignature for Law Industry right in your PDF editor
eSignature for Tax Industry right in your PDF editor
eSignature for Financial consulting right in your PDF editor
eSignature for Management Accounting right in your PDF editor
eSignature for Email Marketing right in your PDF editor

Relevant keywords

1940 2013 california schwab aljian markdowns markups 11a denise standalone timeliness acm unearned markarian jessica 12a recordkeeping rebalance etfs underperform proration underpriced aggregated annualized decisionmaking schwabs finraregistered 204a comm

Related Forms

Form preview
online suagsa form
Doc code: pet.relief document description: certification and request for disaster relief pto/sb/425 (03-11) certification and
Fill Now
Form preview
ptosb20pct kr form
Doc code: pph.pct.652 pto/sb/20pct-kr (07-12) approved for use through 01/31/2015. omb 0651-0058 u.s. patent and
Fill Now
Form preview
REQUEST FOR EX PARTE REEXAMINATION TRANSMITTAL FORM - uspto
Pto/sb/57 (02-09) approved for use through 02/28/2013. omb 0651-0064 u.s. patent and trademark office; u.s.
Fill Now
Form preview
Patent Prosecution Highway Pilot Program between the United States - u
Patent prosecution highway pilot program between the united states patent and trademark office and european
Fill Now
Form preview
ss 4 fillable form
Pto/sb/20sg (05-10) document description: petition to make special under patent pros approved for use through
Fill Now
Form preview
Checklist for a Petition to Recognize a Relationship as a Marriage - u
Checklist for a petition to recognize a relationship as a marriage you must complete a
Fill Now
Form preview
Application for Submission Section III - WORD
Office of adult educationpersonnel file checklistemployee name: date of hire: employee/orientation recordapplication and/or resumedegree
Fill Now
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.