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Form ADV Part 2A: Firm Brochure Item 1: Cover Page February 2017Aljian Capital Management 3550 Round Barn Blvd. Suite 208 Santa Rosa, CA 95403 http://aljiancapital.com/ Firm Contact: Jessica Barbarian
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How to fill out form adv part 2a
How to fill out form adv part 2a
01
Begin by downloading the Form ADV Part 2A from the Securities and Exchange Commission (SEC) website.
02
Read the instructions carefully to understand the requirements and the information you need to provide.
03
Gather all the necessary information, such as the firm's background, services offered, fee structure, disciplinary history, and conflicts of interest.
04
Start filling out the form by providing the required general information, such as the firm's name, address, and contact details.
05
Proceed to the next sections, providing detailed information about the firm's services, fees, and compensation arrangements.
06
Disclose any conflicts of interest, including any affiliations with other firms or financial relationships that could impact your clients.
07
If the firm has any disciplinary history, provide accurate and complete details, including any legal or regulatory actions taken against the firm or its employees.
08
Review the completed form thoroughly to ensure accuracy and compliance with SEC guidelines.
09
Once reviewed, sign and date the form before submitting it to the SEC.
10
Keep a copy of the completed Form ADV Part 2A for your records.
Who needs form adv part 2a?
01
Form ADV Part 2A is required by investment advisers registered with the SEC.
02
It is necessary for any firm that provides investment advisory services to clients.
03
The form helps clients understand the services offered, fees charged, and potential conflicts of interest.
04
By filing this form, registered investment advisers fulfill their disclosure obligations to clients and regulatory authorities.
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What is form adv part 2a?
Form ADV Part 2A is a required disclosure document that provides important information about an investment advisor, including services offered, fees charged, disciplinary information, and conflicts of interest.
Who is required to file form adv part 2a?
Investment advisors registered with the SEC or state securities authorities are required to file Form ADV Part 2A.
How to fill out form adv part 2a?
Form ADV Part 2A should be filled out by providing accurate and up-to-date information about the investment advisor, including services offered, fees charged, disciplinary information, and conflicts of interest.
What is the purpose of form adv part 2a?
The purpose of Form ADV Part 2A is to provide clients and potential clients with important information about an investment advisor to help them make informed decisions about whether to engage the advisor's services.
What information must be reported on form adv part 2a?
Form ADV Part 2A must include information about the investment advisor's services offered, fees charged, disciplinary information, conflicts of interest, and other relevant information.
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