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00001 0000001DR309634
R. 01/14-Page 1
Local Government User of Diesel Fuel Tax Returner Calendar Year: 2017Rule 12B5.150
Florida Administrative Code
Effective 01/14
Handwritten ExampleTyped Example0
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Who needs rule 12b-5?
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Rule 12b-5 is needed by public companies and individuals who have a reporting obligation to the Securities and Exchange Commission (SEC).
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This rule requires the disclosure of transactions and relationships that may give rise to a potential conflict of interest.
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What is rule 12b-5?
Rule 12b-5 is a regulation established by the Securities and Exchange Commission (SEC) governing the reporting requirements for certain securities transactions.
Who is required to file rule 12b-5?
Individuals or entities engaged in specified securities transactions are required to file rule 12b-5.
How to fill out rule 12b-5?
Rule 12b-5 can be filled out electronically through the SEC's online filing system or by submitting a physical form to the SEC.
What is the purpose of rule 12b-5?
The purpose of rule 12b-5 is to provide transparency and oversight of securities transactions to protect investors and maintain market integrity.
What information must be reported on rule 12b-5?
Rule 12b-5 requires reporting of details such as the types of securities traded, the individuals involved, and the timing and pricing of the transactions.
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