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SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. 15 February 2018 Date of Report (Date of the earliest

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How to fill out sec form 17-c

01

To fill out SEC Form 17-C, follow these steps:

02

Start by entering the required information in the header section of the form, such as the date, security name, and SEC registration number.

03

Provide the necessary details of the person or entity filing the form, including their name, address, and contact information.

04

Specify the purpose of the filing and provide a brief explanation.

05

If there are any changes in the information previously reported, indicate them in the relevant sections.

06

Attach any supporting documents or exhibits as required by the form.

07

Sign and date the form, indicating your capacity if filing on behalf of someone else.

08

Keep a copy of the completed form for your records.

09

Please note that this is just a simplified guide. It is recommended to refer to the official instructions provided by the SEC for more detailed instructions and requirements.

Who needs sec form 17-c?

01

SEC Form 17-C is required by individuals or entities who are subject to the reporting obligations under the Securities and Exchange Commission (SEC). This form is specifically used for reporting material changes that occur within a certain period of time, such as acquisition or disposition of securities by insiders, changes in shareholdings of officers and directors, or any other changes that are deemed significant according to SEC regulations.

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