Get the free FORM SC 13D. Filed 04/19/1999

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How to fill out form sc 13d filed

How to fill out form SC 13D filed:

1. Obtain a copy of the form: First, locate and download a blank copy of form SC 13D from the U.S. Securities and Exchange Commission's (SEC) website. This form is used to disclose beneficial ownership of securities by certain individuals or groups.
2. Provide required identification information: Start by filling in the required identification details at the top of the form, such as your name, address, and contact information. If applicable, include information about the reporting person or the group filing the form.
3. Disclose the purpose of the filing: In section 1 of the form, provide a brief description of the purpose of the filing. This could include reasons such as acquisition of securities, changes in ownership, or other events triggering the filing requirement.
4. Report background information: Next, provide background details regarding the securities being reported on in section 2 of the form. Include information such as the name of the issuer, ticker symbol, and a description of the securities.
5. Disclose source and amount of funds: In section 3, report the sources and amounts of funds used to purchase the securities. This helps to establish the financial capability and intentions of the filer.
6. Provide information regarding the reporting person(s): In section 4 of the form, provide detailed information about the reporting person(s) filing the form SC 13D. This includes disclosing their names, addresses, and any relationships between them and the issuer of the securities.
7. Detail the purpose and plans of the acquisition: In section 5, provide a comprehensive explanation of the purpose and plans for the acquisition of the securities. This may include intentions to influence management, engage in proxy contests, or facilitate a merger or acquisition.
8. Attach necessary exhibits: If there are any exhibits or schedules required to support the information provided in the form, be sure to include them as attachments. This might include contracts, agreements, or other relevant documents.
9. Sign and file the form: Review the form carefully, ensuring all required information has been accurately provided. Once complete, sign and date the form before submitting it to the SEC. Be aware of any filing deadlines or additional requirements specific to your situation.

Who needs form SC 13D filed:

1. Investors with significant ownership: Individuals or groups who have acquired beneficial ownership of more than 5% of a class of securities registered under the U.S. Securities Exchange Act of 1934 are required to file form SC 13D. This ensures transparency and disclosure to other shareholders and the public regarding substantial ownership positions.
2. Activist shareholders: Shareholders who intend to engage in activities that could potentially affect the management or control of the issuer, such as proxy contests, may be required to file form SC 13D. This filing provides information about their intentions and provides other shareholders with knowledge of potential changes or initiatives.
3. Securities professionals: Certain securities professionals or firms involved in the acquisition or disposal of securities on behalf of clients may also be required to file form SC 13D if they meet the ownership and reporting thresholds.

It is important to consult with legal advisors and thoroughly understand the regulations and requirements applicable to your specific situation when filling out form SC 13D.

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What is form sc 13d filed?

Form SC 13D is a filing with the Securities and Exchange Commission (SEC) that must be submitted by any person or group who acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.

Who is required to file form sc 13d filed?

Any person or group who acquires beneficial ownership of more than 5% of a voting class of a company's equity securities is required to file Form SC 13D with the SEC.

How to fill out form sc 13d filed?

Form SC 13D must be filled out accurately and completely, including information about the person or group acquiring the securities, the purpose of the acquisition, and any agreements or arrangements related to the securities.

What is the purpose of form sc 13d filed?

The purpose of Form SC 13D is to provide transparency to investors and the public about significant ownership positions in publicly traded companies.

What information must be reported on form sc 13d filed?

Form SC 13D requires information about the person or group acquiring the securities, the purpose of the acquisition, any agreements or arrangements related to the securities, and any potential future actions regarding the securities.