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FORM×ADV×PART×2AD I S C L O S U R EX R O C H You're Financial×Planning×Fort×CollinsOffice×Address:375×E. Horse tooth×Road, Building 3, Suite×203 Fort×Collins, ×CO 80525 Tel:9702250504 Fax: 9706580050 info×fpfoco.com Website: photo.comThisbrochureprovidesinformationaboutthequalificationsandbusinesspracticesofFinancial×Planning×Fort×Collins×being×registered×as a registered×investment×advisor×and×does
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To fill out Form ADV Part 2A, follow these steps:
02
Start by providing your firm's name, address, and contact information.
03
Next, provide details about the ownership structure of your firm.
04
Disclose any affiliations with other firms or individuals.
05
Describe your firm's advisory business, including the types of clients you serve and the services you offer.
06
Provide information about your firm's fees, including how they are calculated and any conflicts of interest.
07
Describe any disciplinary history or legal actions involving your firm or its employees.
08
Disclose any financial industry affiliations or participation in certain investment-related activities.
09
Provide additional information about your firm and its operations, such as marketing practices or the use of social media.
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Finally, sign and date the form before submitting it to the appropriate regulatory authority.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for investment advisory firms registered with the Securities and Exchange Commission (SEC) or state securities authorities.
02
It is necessary for firms that provide investment advice to clients or manage client assets.
03
Even exempt reporting advisers may need to file a simplified version of Form ADV Part 2A to meet their reporting obligations.
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Form ADV Part 2A is a disclosure document that provides information about an investment adviser's business practices, conflicts of interest, and disciplinary history.
Investment advisers registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients with important information about an investment adviser so they can make informed decisions about whether to hire or retain the adviser.
Form ADV Part 2A requires investment advisers to disclose information about their business practices, fees, conflicts of interest, and disciplinary history.
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