Get the free Form ADV - KDM Investment Management Inc

Part 2A of Form ADV: Firm Brochure Item 1 Cover Paged Investment Management, Inc. 321 Stevens Street, STE R Geneva, IL 60134Phone: 6302329097 Fax: 6305780425 www.KDMInvest.comThis brochure provides

How to fill out form adv - kdm

How to fill out form adv - kdm

1. To fill out Form ADV-KDM, follow these steps:
2. Begin by providing your firm's name, CRD number, and SEC file number in Section 1.
3. In Section 2, provide the contact information of your firm, including address, telephone number, and email address.
4. Section 3 requires you to disclose your firm's website address and any social media platforms you utilize.
5. Complete Section 4 by specifying your firm's ownership structure, including details about partners, shareholders, and controlling persons.
6. In Section 5, disclose any outside business activities your firm or its employees engage in.
7. Provide information about your firm's advisory business in Section 6, including services offered, assets under management, and client types.
8. Section 7 requires you to provide details about other investment-related activities your firm engages in.
9. In Section 8, disclose any disciplinary history or enforcement actions taken against your firm or its employees.
10. Complete Section 9 by indicating any financial industry affiliations your firm has.
11. Section 10 is for providing additional details about your firm's investment advisory business.
12. In Section 11, provide information about your firm's custody practices.
13. Section 12 requires you to disclose if your firm has any physical custody of client assets.
14. Complete Section 13 by disclosing any significant events or changes that have occurred since your last Form ADV-KDM filing.
15. Finally, sign and date the form, certifying its accuracy and completeness.
16. Make sure to review your completed Form ADV-KDM for accuracy before submission.

Who needs form adv - kdm?

1. Form ADV-KDM is required by investment advisers registered with the SEC who are providing advisory services to private funds.
2. If your firm is engaged in such activities, you need to complete and file Form ADV-KDM.

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What is form adv - kdm?

Form ADV-KDM is a form used by investment advisers to disclose additional information about their business operations.

Who is required to file form adv - kdm?

Investment advisers who manage private funds are required to file Form ADV-KDM.

How to fill out form adv - kdm?

Form ADV-KDM can be filled out electronically through the SEC's Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv - kdm?

The purpose of Form ADV-KDM is to provide regulatory authorities and investors with detailed information about an investment adviser's private fund business.

What information must be reported on form adv - kdm?

Form ADV-KDM requires information about the adviser's private funds, such as fund strategy, assets under management, and other key details.