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INSIDER TRADING POLICY August 14, 2017, Purpose This Insider Trading Policy (the Policy) provides guidelines with respect to transactions in the securities of Rocky Mountain High Brands, Inc. (the

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How to fill out insider trading policy

01

To fill out insider trading policy, follow these steps:

02

Start by defining the purpose of the policy and its scope.

03

Identify the key terms and definitions related to insider trading.

04

Specify who within the organization the policy applies to.

05

Outline prohibited activities and provide examples of insider trading.

06

Explain the consequences for violating the policy.

07

Include guidelines on how to report suspected insider trading.

08

Establish procedures for monitoring and enforcing the policy.

09

Communicate the policy to all employees and provide training if necessary.

10

Regularly review and update the policy to ensure it remains effective and compliant with regulatory requirements.

Who needs insider trading policy?

01

Insider trading policy is needed by any organization that has employees or individuals who have access to non-public information that could affect the value of securities. This includes publicly traded companies, financial institutions, investment firms, and any other entity involved in the buying, selling, or trading of securities.

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What is insider trading policy?

An insider trading policy is a set of rules and regulations that govern the buying and selling of securities by individuals who have access to material nonpublic information about a company.

Who is required to file insider trading policy?

Companies listed on stock exchanges and their employees, directors, and other insiders are typically required to have and file insider trading policies.

How to fill out insider trading policy?

Insider trading policies should be carefully drafted to ensure compliance with applicable laws and regulations, and should be reviewed and updated regularly.

What is the purpose of insider trading policy?

The purpose of an insider trading policy is to prevent insider trading and to ensure fairness and transparency in the securities markets.

What information must be reported on insider trading policy?

Insider trading policies typically require disclosure of material nonpublic information, pre-clearance procedures for trades, and restrictions on trading during blackout periods.

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