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SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549FORM U6B2 Certificate of Notification Filed by a registered holding company or subsidiary thereof pursuant to Rule U20(d) (Reg. Section 250.20,
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Form U-6B-2 certificate is a certification of compliance with certain regulations.
All companies that are subject to the regulations covered by the form are required to file Form U-6B-2 certificate.
Form U-6B-2 certificate can be filled out online or submitted by mail, following the instructions provided by the regulatory authority.
The purpose of Form U-6B-2 certificate is to ensure compliance with specific regulations and to provide a certification of such compliance.
Form U-6B-2 certificate requires companies to report details of their compliance activities, including any violations or penalties incurred.
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