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Virus Mutual Funds PO Box 9874 Providence RI 029408074Broker/Dealer Change Requestor assistance, please contact us at 8002431574 or visit our website at Virtus.com 1. Account Information Shareholder

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How to fill out broker dealer change request

01

To fill out a broker dealer change request, follow these steps:

02

Begin by downloading the broker dealer change request form from the official website of the relevant regulatory authority.

03

Fill out the basic information section, including your name, contact details, and the name of your current broker dealer.

04

Indicate the reason for the change request, such as a desire for better services, lower fees, or a need for specialized investment options.

05

Provide detailed information about your current investment holdings, including the account numbers, types of investments, and their current values.

06

If applicable, specify any specific investments or accounts that you wish to transfer to the new broker dealer.

07

Attach any supporting documentation, such as recent account statements or investment performance reports.

08

Review the completed form to ensure accuracy and completeness.

09

Sign and date the form, certifying that all information provided is true and accurate.

10

Submit the filled-out form to the appropriate regulatory authority or directly to the new broker dealer.

11

Keep a copy of the completed form for your records.

12

Please note that each regulatory authority or broker dealer may have specific requirements or additional documents that need to be submitted along with the change request form. Therefore, it is advisable to check the official guidelines or contact the relevant authority for further instructions.

Who needs broker dealer change request?

01

A broker dealer change request is needed by individuals or institutional investors who wish to switch their current broker dealer to a different one.

02

This request may be prompted by various reasons such as dissatisfaction with the current broker dealer's services, a desire for better investment options, lower fees, or a need for specialized expertise in a particular area of investment.

03

Both individual investors and institutional investors, including corporations, pension funds, and non-profit organizations, may require a broker dealer change request when they believe that it is in their best interest to engage a different broker dealer for their investment needs.

04

It is advisable to carefully evaluate and research the new broker dealer before initiating a change request to ensure that the new firm can meet one's specific investment objectives and requirements.

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What is broker dealer change request?

A broker dealer change request is a form or request submitted to the relevant authority to make changes to the registered details of a broker dealer.

Who is required to file broker dealer change request?

Any broker dealer who needs to update or change their registered information is required to file a broker dealer change request.

How to fill out broker dealer change request?

To fill out a broker dealer change request, the broker dealer must provide all required information accurately and completely on the designated form.

What is the purpose of broker dealer change request?

The purpose of a broker dealer change request is to ensure that the registered information of a broker dealer is up to date and accurate.

What information must be reported on broker dealer change request?

The broker dealer change request must include details such as the new information to be registered, the reason for the change, and any supporting documentation.

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