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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (GLOBAL) LIMITED CRD Number: 139526OtherThanAnnual
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How to fill out iapd - investment adviser
01
To fill out iapd - investment adviser, follow these steps:
02
Start by completing the general information section, which includes personal details such as name, address, and contact information.
03
Provide information about your investment adviser firm, including its registered name, business address, and contact details.
04
Fill in the firm's regulatory jurisdictions and registration details, such as Form ADV numbers and CRD numbers.
05
Include information about your key personnel, such as officers, directors, and other individuals involved in the management of the firm.
06
Provide details about your firm's advisory activities, including the types of clients you serve and the services you offer.
07
Include information about your firm's other business activities, such as whether you engage in brokerage or insurance services.
08
Answer questions related to your firm's disciplinary history and provide any necessary explanations.
09
Provide details about your firm's fees, compensation arrangements, and other financial information.
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Review the completed form for accuracy and ensure all required information is provided.
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Submit the filled-out iapd - investment adviser form to the appropriate regulatory authority.
Who needs iapd - investment adviser?
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iapd - investment adviser is needed by:
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- Individuals or firms who provide investment advisory services.
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- Registered investment advisers who want to update their existing information.
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- Firms seeking registration as an investment adviser.
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- Entities looking to access and review information about investment advisers.
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What is iapd - investment adviser?
IAPD stands for Investment Adviser Public Disclosure. It is a database that provides information on investment advisers registered with the SEC and state securities regulators.
Who is required to file iapd - investment adviser?
Investment advisers registered with the SEC or state securities regulators are required to file in IAPD.
How to fill out iapd - investment adviser?
To fill out IAPD, investment advisers need to create an account on the IAPD website and enter all required information accurately.
What is the purpose of iapd - investment adviser?
The purpose of IAPD is to provide transparency and access to information about investment advisers to the public and regulators.
What information must be reported on iapd - investment adviser?
Information such as ownership, disciplinary history, regulatory assets under management, and other key information about the investment adviser must be reported on IAPD.
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