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INTRODUCING BROKER AGREEMENT This Introducing Broker Agreement (the Agreement) is made as of the latter of the two signature dates set forth below (Renewal of Agreement), by and between CF MERCHANTS

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How to fill out this introducing broker agreement

01

Read the introducing broker agreement carefully to understand its terms and conditions.

02

Gather all the necessary information about your company and the company you are entering into the agreement with.

03

Fill out the introductory section of the agreement, which includes details like the date of the agreement, the names of the parties involved, and their addresses.

04

Provide a description of the services you will be providing as the introducing broker.

05

Include information about the compensation structure, including any commissions or fees.

06

Specify the rights and responsibilities of both parties, including any termination clauses or non-disclosure agreements.

07

Review the filled-out agreement to ensure accuracy and make any necessary changes.

08

Have all the parties involved sign the agreement.

09

Keep a copy of the signed agreement for your records.

Who needs this introducing broker agreement?

01

Individuals or companies planning to act as an introducing broker in a financial industry.

02

Financial institutions or brokerages seeking to establish relationships with introducing brokers.

03

Partnerships or collaborations between brokers and introducing brokers.

04

Anyone wishing to formally define the terms and conditions of their relationship as an introducing broker.

05

Those seeking legal protection and clarity in their introducing broker arrangements.

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What is this introducing broker agreement?

This introducing broker agreement is a contract between an introducing broker and a futures commission merchant (FCM) that governs their relationship and responsibilities.

Who is required to file this introducing broker agreement?

Introducing brokers and futures commission merchants are required to file this agreement.

How to fill out this introducing broker agreement?

The introducing broker agreement can be filled out by providing all the required information and signatures from both parties.

What is the purpose of this introducing broker agreement?

The purpose of this agreement is to outline the terms and conditions of the relationship between the introducing broker and the FCM.

What information must be reported on this introducing broker agreement?

The agreement must include the names and contact information of both parties, the services to be provided, and any compensation agreements.

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