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Get the free Form ADV Part 2A - Firm Brochure - State 3.3.17

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Form ADV Part 2A Firm BrochureItem 1: Cover Page March 2017Kennedy Wealth and Tax Management, Inc.www.KennedyWealth.comOne Pampering Office Park4440 PGA BoulevardSuite 307Suite 600Southbury, CT 06488Palm
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To fill out Form ADV Part 2A, follow these steps:
02
Gather the necessary information: Collect all the relevant details about your investment advisory firm, including its name, address, contact information, and registration number.
03
Provide background information: Answer questions about the ownership structure of your firm, any affiliations, and any disciplinary history.
04
Disclose the types of services you offer: Describe the investment advisory services your firm provides, including any specialty areas or client types.
05
Explain your fees: Disclose your fee schedule, including any potential conflicts of interest or additional fees charged.
06
Describe your investment strategies and methods: Explain your firm's approach to investing, including any specific strategies or techniques used.
07
Discuss your disciplinary history: Provide information about any disciplinary events or legal actions involving your firm or its associates.
08
Provide additional information: Answer any additional questions about your firm's operations and compliance policies.
09
Review and submit: Carefully review the completed Form ADV Part 2A for accuracy and completeness before submitting it to the appropriate regulatory body.

Who needs form adv part 2a?

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Form ADV Part 2A is required by investment advisory firms that are registered with the Securities and Exchange Commission (SEC). If your firm falls under this category, you need to fill out Form ADV Part 2A.
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Form ADV Part 2A is a form required to be filed by investment advisers with the Securities and Exchange Commission (SEC) or state securities regulators.
Investment advisers who are registered with the SEC or state securities regulators are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide disclosure information to clients and prospective clients of investment advisers.
Form ADV Part 2A requires information about an investment adviser's services, fees, conflicts of interest, disciplinary history, and other key aspects of the adviser's business.
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