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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012FORMNOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER IN RESPECT OF INTERESTS IN SECURITIES(Electronic

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How to fill out securities via physical settlement

01

To fill out securities via physical settlement, follow these steps:

02

Obtain the necessary physical securities forms from the issuing company or your broker.

03

Fill in your personal details, such as your name, address, and contact information, as required on the form.

04

Provide the details of the securities you wish to fill out, including the security symbol, quantity, and any other relevant information.

05

Sign and date the form as required.

06

Submit the completed form along with any additional documents or fees, if applicable, to the issuing company or your broker.

07

Wait for the physical securities to be processed and delivered to you.

Who needs securities via physical settlement?

01

Securities via physical settlement may be needed by individuals or institutions who prefer to hold physical certificates rather than electronic records.

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Some investors believe that physical securities provide a sense of security and tangibility.

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Certain legal or regulatory requirements may also mandate the use of physical securities in specific situations.

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What is securities via physical settlement?

Securities via physical settlement refers to the process of transferring financial assets from one party to another using physical delivery of the security certificates.

Who is required to file securities via physical settlement?

Both parties involved in the transaction are required to file securities via physical settlement.

How to fill out securities via physical settlement?

To fill out securities via physical settlement, both parties need to complete the required documentation and physically transfer the security certificates.

What is the purpose of securities via physical settlement?

The purpose of securities via physical settlement is to ensure the transfer of financial assets is completed accurately and securely.

What information must be reported on securities via physical settlement?

The information reported on securities via physical settlement includes details of the financial assets being transferred, the parties involved, and the date of the transaction.

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