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SEC Form 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).OMB Number:32350287Estimated
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What is form 4 - cross?
Form 4 - cross is a document used to report cross trades on securities exchanges.
Who is required to file form 4 - cross?
Brokers, dealers, and other market participants are required to file form 4 - cross.
How to fill out form 4 - cross?
Form 4 - cross must be filled out with details of the cross trade, including the securities involved, prices, and parties to the trade.
What is the purpose of form 4 - cross?
The purpose of form 4 - cross is to ensure transparency in reporting of cross trades on securities exchanges.
What information must be reported on form 4 - cross?
Information such as details of the securities involved, prices, and parties to the cross trade must be reported on form 4 - cross.
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