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SEC Form 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB
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01
To fill out Form 4 - investor, follow these steps: 1. Obtain a copy of Form 4 - investor from the relevant regulatory authority or the company you are investing in.
02
Read the instructions provided with the form carefully to understand the required information and how to fill it out correctly.
03
Start by providing your personal information such as your name, address, and contact details in the designated sections of the form.
04
Indicate the type of transaction you are reporting, such as an acquisition or disposal of securities, and provide the relevant details including the date of the transaction and the security involved.
05
Disclose any other beneficial owners or related parties involved in the transaction and provide their details as required.
06
Determine whether the transaction is exempt from reporting or subject to any exemptions, and provide supporting documentation if necessary.
07
Calculate and report the amount of securities beneficially owned after the transaction, taking into account any changes resulting from the reported transaction.
08
Sign and date the completed form, certifying the accuracy and completeness of the information provided.
09
Submit the filled-out Form 4 - investor to the appropriate regulatory authority or the company within the specified timeframe, following their submission guidelines and requirements.
10
Keep a copy of the completed form for your records.

Who needs form 4 - investor?

01
Form 4 - investor is required by individuals or entities who are considered insiders or significant shareholders of a publicly traded company.
02
This includes directors, officers, and any person or entity that directly or indirectly owns more than 10% of the company's voting securities.
03
The form is used to report their transactions involving the company's securities, such as acquisitions or disposals, to ensure transparency and compliance with regulatory requirements.
04
Filing Form 4 - investor helps to provide timely and accurate information about insider transactions to investors and the public, enabling them to make informed decisions regarding the company's securities.
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Form 4 - investor is a document filed with the Securities and Exchange Commission (SEC) by directors, officers, and principal shareholders of publicly traded companies to report their transactions in company stock.
Directors, officers, and principal shareholders of publicly traded companies are required to file form 4 - investor.
Form 4 - investor can be filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of form 4 - investor is to provide transparency to investors and the public about transactions made by insiders in company stock.
Information such as the name of the insider, the date of the transaction, the type of transaction, the number of shares involved, and the price per share must be reported on form 4 - investor.
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