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P O L I C I E S and P R O C E D U R E S TITLE: Public Records Requests POLICY & PROCEDURE: 07104 m EFFECTIVE DATE: September 29, 2007,7 REVISED: March 7, 2008, DISTRIBUTE TO: Support Services APPROVED:
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POLI stands for Public Offering of Listed Securities. It is a process in which securities of a company are offered to the public for the first time on a stock exchange.
Companies looking to list their securities on a stock exchange are required to file a POLI.
To fill out a POLI, companies need to provide detailed information about their financials, operations, management, and future prospects in a prospectus that complies with the regulations of the stock exchange.
The purpose of filing a POLI is to raise capital from the public by offering securities and to provide investors with the opportunity to invest in the company's growth.
Information such as financial statements, business strategy, risk factors, management team, use of proceeds, and other relevant disclosures must be reported on a POLI.
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