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, .HARD COPY UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDINGFile No. 316463AUG 'Office 6fIBESECRHiRYIn the Matter of AEGIS CAPITAL, LLC, CIRCLE ONE
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Individuals who are interested in investment services provided by Aegis Capital LLC may need to fill out the Aegis Capital LLC Circle. This document helps the company gather information about an individual's financial situation, investment goals, and risk tolerance. It is typically required for individuals who wish to open an account, seek financial advice, or engage in investment activities through Aegis Capital LLC.
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