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Bulletin de l\'Autofit DES marches financiersREGULATION 52109 RESPECTING CERTIFICATION OF DISCLOSURE IN
ISSUERS ANNUAL AND INTERIM FILINGSSecurities Act
(R.S.Q., c. V1.1, s. 331.1, par. (1), (2),
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How to fill out regulation 52-109 respecting certification
How to fill out regulation 52-109 respecting certification
01
Obtain a copy of regulation 52-109 respecting certification from the relevant regulatory authority.
02
Familiarize yourself with the requirements and obligations outlined in the regulation.
03
Identify the specific certification activities that your organization engages in or plans to engage in.
04
Ensure that your organization meets the necessary qualifications and criteria set forth in the regulation.
05
Complete all required forms and documentation accurately and fully.
06
Submit the filled-out forms and documentation to the appropriate regulatory authority within the specified timeframe.
07
Pay any applicable fees or charges according to the regulation's guidelines.
08
Keep copies of all submitted documentation for future reference and compliance purposes.
09
Maintain ongoing compliance with the regulation by adhering to its requirements and fulfilling any necessary reporting or renewal obligations.
Who needs regulation 52-109 respecting certification?
01
Regulation 52-109 respecting certification is applicable to individuals and organizations involved in certification activities. This includes but is not limited to:
02
- Professional certification bodies
03
- Certification service providers
04
- Accreditation bodies
05
- Regulatory authorities overseeing certification processes
06
- Organizations seeking certification for their products or services
07
- Individuals seeking professional certifications
08
It is important to consult the specific regulations and guidelines of the relevant regulatory authority to determine the exact applicability and requirements for certification.
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What is regulation 52-109 respecting certification?
Regulation 52-109 is a regulatory requirement that mandates certain individuals to certify their compliance with applicable securities laws.
Who is required to file regulation 52-109 respecting certification?
Certain individuals such as CEOs and CFOs of reporting issuers are required to file regulation 52-109 respecting certification.
How to fill out regulation 52-109 respecting certification?
The certification must be completed by the designated individuals and submitted electronically through the proper channels.
What is the purpose of regulation 52-109 respecting certification?
The purpose of regulation 52-109 is to ensure accountability and transparency in financial reporting by requiring individuals to certify the accuracy of the information provided.
What information must be reported on regulation 52-109 respecting certification?
The certification typically includes statements regarding the accuracy of financial statements, disclosure controls and procedures, and internal controls over financial reporting.
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