Get the free 404(a)(5) Fee Disclosure: A Sponsor's Guide to ... - T. Rowe Price

Sample Investment Policy Statement Executive Summary: Type of Plan: Defined Contribution (401(k)) Plan Sponsor: XYZ Company, Inc. (Name of Company) Plan IRS Tax Identification: Plan # 002 Participant

How to fill out 404a5 fee disclosure a

How to fill out 404a5 fee disclosure a

1. To fill out the 404a5 fee disclosure form, follow these steps:
2. Start by gathering all the necessary information, such as the plan name, effective date, and Plan Administrator's contact information.
3. Identify the service provider(s) for the plan and obtain the required fee information from them.
4. Fill in the table provided in the form, listing all service providers, their services, and the corresponding fees.
5. Make sure to accurately report all fees, including direct and indirect compensation.
6. If any fees are waived or refunded, ensure they are properly disclosed.
7. Complete any additional sections of the form, such as investment-related information, if applicable.
8. Double-check all the entered information for accuracy and completeness.
9. Once everything is filled out, sign and date the disclosure form.
10. Keep a copy of the filled-out form for your records and provide a copy to participants as required by law.

Who needs 404a5 fee disclosure a?

1. Anyone who is a Plan Administrator or an employer offering a retirement plan subject to the Employee Retirement Income Security Act (ERISA) needs to fill out the 404a5 fee disclosure form.
2. This form ensures transparency and disclosure of fees associated with the retirement plan, allowing plan participants to make informed decisions about their investments.

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What is 404a5 fee disclosure a?

404a5 fee disclosure a is a regulation that requires retirement plan service providers to disclose detailed information about the compensation and fees they receive from their clients.

Who is required to file 404a5 fee disclosure a?

Retirement plan service providers are required to file 404a5 fee disclosure a.

How to fill out 404a5 fee disclosure a?

To fill out 404a5 fee disclosure a, retirement plan service providers must include detailed information about their compensation and fees, as well as any potential conflicts of interest.

What is the purpose of 404a5 fee disclosure a?

The purpose of 404a5 fee disclosure a is to increase transparency and help plan sponsors make informed decisions about the fees and services provided by retirement plan service providers.

What information must be reported on 404a5 fee disclosure a?

404a5 fee disclosure a must include information about all compensation received by the service provider, including direct and indirect payments, as well as any potential conflicts of interest.