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DISCRETIONARY ADVISORY AGREEMENT THIS DISCRETIONARY ADVISORY AGREEMENT is made by and between the undersigned (the Client) and Values First Advisors, Inc. (the Advisor). The Client hereby retains

How to fill out non-discretionary advisory agreement

How to fill out non-discretionary advisory agreement

1. Begin by obtaining a copy of the non-discretionary advisory agreement template.
2. Go through the agreement carefully and understand each section and its implications.
3. Fill in the necessary details like the name and contact information of the advisory firm and the client.
4. Specify the services to be provided by the advisor and any limitations or restrictions.
5. Include the duration of the agreement, whether it is for a specific period or ongoing until terminated.
6. Ensure to mention the fees and compensation structure, including any performance-based fees.
7. Indicate the client's investment objectives, risk tolerance, and any specific investment guidelines.
8. Clearly state the advisor's responsibilities and obligations, as well as any reporting requirements.
9. Provide a provision for amendments or modifications to the agreement if necessary.
10. Sign and date the agreement, and make copies for both parties.
11. Keep the signed agreement in a safe place as it is a legally binding document.

Who needs non-discretionary advisory agreement?

1. Non-discretionary advisory agreements are needed by individuals or entities who wish to engage the services of an investment advisor while retaining ultimate control and decision-making authority over their investment portfolio.
2. These agreements are particularly suitable for clients who want to be involved in the investment decision-making process and seek professional advice on investment opportunities, portfolio management, and asset allocation.

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What is non-discretionary advisory agreement?

A non-discretionary advisory agreement is a contract between an investment advisor and a client that specifies that the client retains ultimate authority over investment decisions.

Who is required to file non-discretionary advisory agreement?

Investment advisors who enter into non-discretionary advisory agreements with their clients are required to file these agreements.

How to fill out non-discretionary advisory agreement?

Non-discretionary advisory agreements can be filled out by detailing the terms and conditions agreed upon by the investment advisor and the client, including the client's investment objectives, the scope of the advisor's services, and the fees involved.

What is the purpose of non-discretionary advisory agreement?

The purpose of a non-discretionary advisory agreement is to establish the responsibilities and obligations of both the investment advisor and the client while ensuring that the client has final say over investment decisions.

What information must be reported on non-discretionary advisory agreement?

Non-discretionary advisory agreements must include details about the client's investment goals, risk tolerance, investment strategy, and any restrictions placed on the advisor's discretion.