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Fifth Annual Conference unwraps AND
PLATFORMS
Harnessing the Power
of Platforms to Deliver
Pension Freedom
Contributions from
FCA
Nucleus
Standard Life
Succession
HSBC
SET
The Lang Cat
EY
AXA Wealth
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What is wraps and platforms?
Wraps and platforms are investment products that offer access to a range of funds or investment options within a single account.
Who is required to file wraps and platforms?
Financial institutions, investment firms, and individuals who provide wraps and platforms services are required to file wraps and platforms.
How to fill out wraps and platforms?
Wraps and platforms can be filled out electronically through the designated regulatory platform or submitted in paper form by mail.
What is the purpose of wraps and platforms?
The purpose of wraps and platforms is to provide investors with a simplified way to access and manage multiple investments in one account.
What information must be reported on wraps and platforms?
Information such as the financial performance of the investments, fees, and charges, as well as any conflicts of interest must be reported on wraps and platforms.
What is the penalty for late filing of wraps and platforms?
The penalty for late filing of wraps and platforms can range from monetary fines to suspension of licenses or legal actions.
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