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BrokerDealer ConceptsMODEL RESEARCH DISCLOSURE TEMPLATE FOR
FOREIGN RESEARCH UNDER RULE 15a6
Published by the BrokerDealer & Investment Management Regulation Group
October 2011MANDATORY DISCLOSURES
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How to fill out model research disclosure template

How to fill out a model research disclosure template:
01
Start by entering the name of the researcher or research team in the designated space.
02
Provide the title or subject of the research study in the appropriate section.
03
Include a brief summary or abstract of the research project, outlining its objectives and methodology.
04
Indicate the funding sources or sponsorship for the research, specifying any conflicts of interest that may arise.
05
Describe any potential financial or non-financial interests that could influence the research outcomes.
06
State the ethical considerations and compliance with research regulations, including any necessary approvals or permits.
07
Outline the data collection methods, including the nature of the data and how it will be analyzed.
08
Provide information on any potential risks or benefits associated with the research.
09
Explain how the research findings will be disseminated or published, ensuring transparency and accountability.
10
Finally, review the completed template for accuracy and clarity before submission.
Who needs a model research disclosure template:
01
Researchers and research teams working on projects that involve data collection and analysis.
02
Institutions, universities, and organizations that promote research and require disclosure of potential conflicts of interest.
03
Journal publishers or editorial boards that require researchers to provide transparency in their studies.
04
Funding agencies or sponsors that support research initiatives and want to ensure accountability and ethical practices.
05
Regulatory bodies or committees that oversee research activities and review disclosure documents for compliance.
06
Individuals or organizations interested in understanding the background and context of a research study.
Answer the question by producing specific information, not just restating the question.
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What is model research disclosure template?
The model research disclosure template is a standardized form used to disclose information about research models and methodologies used in a particular study or project.
Who is required to file model research disclosure template?
Researchers, academics, institutions, or organizations conducting research studies are required to file the model research disclosure template.
How to fill out model research disclosure template?
The model research disclosure template can be filled out by providing detailed information about the research model, methodology, data sources, limitations, and any conflicts of interest.
What is the purpose of model research disclosure template?
The purpose of the model research disclosure template is to promote transparency and disclose important details about the research methods and models used in a study.
What information must be reported on model research disclosure template?
The model research disclosure template typically requires information such as the research model used, methodology, data sources, limitations, conflicts of interest, and any funding sources.
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