Get the free FORM 4 - Capital Southwest

SEC Form 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB

How to fill out form 4 - capital

How to fill out form 4 - capital

1. To fill out Form 4 - Capital, follow these steps:
2. Start by providing your personal information, such as your full name, address, and contact details.
3. Indicate the type of capital transaction for which you are filling out the form.
4. Specify the details of the securities involved, including the name, class, and number of shares.
5. If the transaction involves a transfer, provide information about the transferor and transferee.
6. Include the date and price at which the transaction occurred.
7. Complete any additional sections or requirements as instructed on the form.
8. Once you have filled out the form, review it for accuracy and make any necessary corrections.
9. Sign and date the form to certify its authenticity.
10. Submit the completed form to the appropriate authority or institution as instructed.

Who needs form 4 - capital?

1. Form 4 - Capital is needed by individuals or entities who have engaged in capital transactions involving securities.
2. This form is commonly used by directors, officers, and principal shareholders of publicly-traded companies who need to report their securities transactions to regulatory authorities.
3. It is also required by insiders or affiliates of companies who may have access to non-public information and need to disclose their securities transactions.
4. Additionally, individuals or entities involved in substantial shareholdings or ownership changes may be required to fill out this form.
5. It is important to consult with legal or regulatory experts to determine if and when Form 4 - Capital needs to be filled out.

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What is form 4 - capital?

Form 4 - capital is a document used to report changes in ownership of securities by corporate insiders.

Who is required to file form 4 - capital?

Corporate insiders such as directors, officers, and 10% shareholders are required to file form 4 - capital.

How to fill out form 4 - capital?

Form 4 - capital must be filled out electronically through the SEC's EDGAR system.

What is the purpose of form 4 - capital?

The purpose of form 4 - capital is to provide transparency to investors regarding changes in ownership of securities by corporate insiders.

What information must be reported on form 4 - capital?

Form 4 - capital requires the reporting of the insider's relationship to the company, details of the securities traded, and the date of the transaction.