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SEC FILE NUMBERUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, 20549 FORM X17A5 PART III868176D. C.1507.6FACING PAGE InformationRequiredSecuritiesof Brokers and Dealers PursuantExchange

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Formen d is a form used to report information about certain financial transactions.

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The purpose of formen d is to provide the IRS with information about certain financial transactions to ensure compliance with tax laws.

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Information such as the date of the transaction, description of the transaction, and amount of the transaction must be reported on formen d.

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