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WAITING SECURITIES USA STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2017 (With Report of Independent Registered Public Accounting Fim1 Thereon)OMB APPROVAL OMB Number: 32350123 Expires: August 31,
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Haitong Securities USA LLC is a subsidiary of Haitong Securities Co., Ltd. and is a registered broker-dealer in the United States.
Any entity or individual operating as a broker-dealer in the United States is required to file.
To fill out the form for Haitong Securities USA LLC, you will need to provide information about the company's financial activities, ownership structure, and compliance with regulatory requirements.
The purpose of Haitong Securities USA LLC is to conduct broker-dealer activities in compliance with securities regulations in the United States.
Information such as financial statements, ownership details, compliance records, and other relevant information must be reported.
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