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Alternative Trading Systems with Form ATS on File with the SEC as of May 3, 2017, Full Name of Alternative Trading System (as provided in item 1. A. of Form ATS) Aqua Securities L.P. Arbor Research

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What is alternative trading systems with?

Alternative trading systems (ATS) are trading platforms that match buyers and sellers of securities outside traditional stock exchanges.

Who is required to file alternative trading systems with?

Alternative trading systems are required to be filed by the operators of the ATS.

How to fill out alternative trading systems with?

Alternative trading systems are typically filled out electronically through the appropriate regulatory system or agency.

What is the purpose of alternative trading systems with?

The purpose of filing alternative trading systems is to provide transparency and regulatory oversight in the trading of securities.

What information must be reported on alternative trading systems with?

Information such as trading volume, order types, and participant information must be reported on alternative trading systems.

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