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Appendix 5 Marketing Statement Form D A separate marketing statement in this form must be completed by the lead broker, any distributor(s) and every Exchange Participant with whom or through whom
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To fill out Chapter 3A - HKEX, follow these steps:
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Read the guidelines provided by HKEX for filling out Chapter 3A.
03
Collect all the necessary information and documents required for Chapter 3A.
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Begin by providing the required general information, such as company details and contact information.
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Proceed to fill out the specific sections of Chapter 3A based on the guidelines provided.
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Double-check all the information entered for accuracy and completeness.
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Submit the completed Chapter 3A form to the relevant authority as instructed by HKEX.
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Follow up with any additional requirements or steps as communicated by HKEX or the relevant authority.

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Chapter 3A - HKEX is needed by companies that are listed on the Hong Kong Stock Exchange (HKEX).
02
Specifically, it is required for companies looking to issue securities or carry out other transactions regulated by HKEX.
03
Companies undergoing initial public offerings (IPOs) or seeking to make significant changes in their listed securities may also need to fill out Chapter 3A.
04
It is advised to consult HKEX or relevant legal and regulatory authorities to ascertain if Chapter 3A is necessary for your specific circumstances.
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Chapter 3A refers to the Main Board Rules of the Hong Kong Stock Exchange (HKEX). It sets out the requirements related to disclosure of price-sensitive information by listed companies.
Listed companies on the Main Board of the HKEX are required to file chapter 3a.
Companies must ensure timely and accurate disclosure of price-sensitive information to the HKEX, following the guidelines outlined in chapter 3a.
The purpose of chapter 3a is to promote transparency and fair disclosure of information to all market participants, thereby enhancing market integrity.
Companies must report any price-sensitive information that could potentially impact investment decisions, such as financial results, mergers, acquisitions, or changes in leadership.
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